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Financial adviser
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21	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:45:03 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Financial adviser Securities Exchange Act Securities regulation in the United States
22	E-mail FacsimileorModel Portfolio Investment Form Classic Investment Plan A copy of this form must be sent to STANLIB and the Financial Adviser must also retain a Add to Reading List Source URL: www.stanlib.com Language: English - Date: 2016-06-21 10:27:26 Economy Finance Money STANLIB Investment Financial services Financial markets Financial adviser Investment fund Portfolio manager
23	THOSE EUREKA MOMENTS INFORMATION // JULY 2016 It must be in our D.N.A. - we are constantly looking to improve our offering for professional intermediaries and their clients. By bringing our institutional investment dis Add to Reading List Source URL: www.7im.co.uk Language: English - Date: 2016-07-22 05:47:27 Economy Finance Money Financial services Moneyfacts Citywire Investment Defaqto Financial adviser Investment management Star Suffolk Life
24	Policy for Non-Pooled Accounts August 2015 Approved by the Investment Committee August 11, 2015 Approved by the Board of Trustees October 6, 2015 Add to Reading List Source URL: www.cftampabay.org Language: English - Date: 2015-11-23 13:57:48 Economy Finance Money Investment Financial services Investment policy statement Registered Investment Adviser Investment fund Adviser Financial adviser Investment management Community foundation
25	TIAA-CREF Advisor Services Working with an Independent Fiduciary Advice Model TIAA-CREF recognizes the importance of independent financial advisors and the value they bring to clients who are saving for retirement and ot Add to Reading List Source URL: www.tiaa.org Language: English - Date: 2016-02-21 00:04:30 Economy Finance Money Financial services Personal finance Andrew Carnegie TIAA Registered Investment Adviser Financial markets Financial adviser Fiduciary Pension
26	Any specific investment-related queries or concerns should be directed to a fully qualified financial adviser. WWW.BLUEANDGREENTOMORROW.COM JANUARY 2016 Add to Reading List Source URL: 3hky4v206jda3tityl3u622q.wpengine.netdna-cdn.com Language: English - Date: 2016-01-08 08:33:34 Economy Finance Money Exchange-traded funds Social finance Social responsibility Funds IShares Socially responsible investing Undertakings for Collective Investment in Transferable Securities Directive Corporate social responsibility Companies listed on the Toronto Stock Exchange
27	Regulatory Considerations for SEC Registered Municipal Advisors By Matthew C. Boba A Add to Reading List Source URL: www.chapman.com Language: English - Date: 2016-07-28 12:30:08 Economy Finance Money Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Registered Investment Adviser Municipal bond Financial adviser DoddFrank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access Financial Industry Regulatory Authority
28	MAY 9, 2016 COMPUTER MODEL CERTIFICATION OVERVIEW Add to Reading List Source URL: training.dalbar.com Language: English - Date: 2016-07-12 15:16:52 Economy Finance Money Professional certification Standards Financial adviser Fiduciary National Security Agency
29	Consultation response: FCA Aging population and financial services Response by the Money Advice Trust Date: April 2016 Add to Reading List Source URL: www.moneyadvicetrust.org Language: English - Date: 2016-04-15 09:42:56 Economy Finance Money Financial services Independent Financial Adviser Financial adviser Insurance Financial inclusion Pension Citizens Advice Poverty Retirement
30	Edition 7 Markets Regulation Customer Newsletter – July 2016 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial markets Financial services Financial regulation European Union directives Over-the-counter Markets in Financial Instruments Directive Financial adviser Clearing house